SEC Form 4 · accession 0000050725-18-000067
GRIFFON CORP · GFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Christopher Durborow
Officer — VP, Controller and CAO
Period of report
Nov 13, 2018
Accepted (ET)
Nov 13, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2018 | A | 13,036 | $0.00 | A | 13,036 | D | |
| Common StockF2 | holding | — | — | — | 291 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 13, 2018, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2018.
- F2Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.