SEC Form 4 · accession 0000050725-17-000054
GRIFFON CORP · GFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth L. Kaplan
Officer — Sr VP, Gen. Counsel and Secy
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | F | 23,021 | $20.75 | D | 122,139 | D | |
| Common StockF2 | holding | — | — | — | 1,152 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.
- F2Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.