SEC Form 4 · accession 0000050725-16-000176
GRIFFON CORP · GFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey R Blau
Director · Other
Period of report
Dec 7, 2016
Accepted (ET)
Dec 9, 2016 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2016 | S | 106,067 | $25.26 | D | 694,186 | I | By Spouse |
| Common StockF2 | Dec 8, 2016 | S | 151,376 | $25.22 | D | 542,810 | I | By Spouse |
| Common StockF3 | Dec 9, 2016 | S | 102,557 | $25.04 | D | 440,253 | I | By Spouse |
| Common Stock | holding | — | — | — | 1,268,772 | D | ||
| Common Stock | holding | — | — | — | 54 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.20 to $25.375, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.05 to $25.45, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $24.95 to $25.35, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote.