SEC Form 4 · accession 0000050725-15-000087
GRIFFON CORP · GFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth L. Kaplan
Officer — Sr VP, Gen. Counsel and Secy
Period of report
Dec 6, 2015
Accepted (ET)
Dec 8, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2015 | F | 49,081 | $19.04 | D | 124,053 | D | |
| Common StockF2 | holding | — | — | — | 889 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.
- F2Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.