SEC Form 4 · accession 0000050725-15-000082
GRIFFON CORP · GFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian G Harris
Officer — SVP, Chief Financial Officer
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 8:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2015 | A | 50,660 | $0.00 | A | 74,156 | D | |
| Common StockF2 | holding | — | — | — | 749 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 11, 2015, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, 32,500 restricted shares will vest on December 6, 2015, and 18,160 restricted shares will vest on November 12, 2016.
- F2Reflects allocations to the reporting person's ESOP account.