SEC Form 4 · accession 0000050725-15-000052
GRIFFON CORP · GFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Kramer
Officer — CEO · Director
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 10:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2014 | G | 20,000 | $0.00 | D | 2,075,986 | D | |
| Common Stock | Dec 22, 2014 | G | 20,000 | $0.00 | D | 2,055,986 | D | |
| Common StockF1 | May 4, 2015 | P | 10,000 | $15.92 | A | 2,065,986 | D | |
| Common StockF2 | May 5, 2015 | P | 10,000 | $15.76 | A | 2,075,986 | D | |
| Common StockF3 | holding | — | — | — | 965 | I | By ESOP | |
| Common Stock | holding | — | — | — | 40,298 | I | By Spouse and Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.74 to $16.17, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.69 to $15.99, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- F3Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.