SEC Form 4 · accession 0000050725-15-000026
GRIFFON CORP · GFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey R Blau
Director · Other
Period of report
Jan 29, 2015
Accepted (ET)
Jan 30, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2014 | G | 5,000 | $0.00 | D | 815,253 | I | By Spouse |
| Common Stock | Mar 31, 2014 | G | 5,000 | $0.00 | D | 810,253 | I | By Spouse |
| Common StockF1 | Jan 29, 2015 | A | 3,700 | $0.00 | A | 1,265,072 | D | |
| Common StockF2 | holding | — | — | — | 55 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock grant under Company's 2011 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 29, 2016.
- F2Reflects ESOP allocation as a result of dividends paid on shares previously allocated to the reporting person under the ESOP.