SEC Form 4 · accession 0001415889-18-000746
ReposiTrak, Inc. · TRAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald C Hodge
Director
Period of report
May 10, 2018
Accepted (ET)
May 16, 2018 · 1:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2018 | A | 286 | $8.75 | A | 494,824 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $6.45 | holding | — | — | — | Aug 28, 2013 | Aug 28, 2018 | Common Stock | 51,163 | 51,163 | D |
| Warrant | $10.00 | holding | — | — | — | Jan 26, 2015 | Jan 26, 2020 | Common Stock | 7,912 | 7,912 | D |
Explanation of responses
- F1Shares issued in lieu of amounts payable to the Reporting Person for his service on the Issuer's Board of Directors for the quarter ended March 31, 2018, based on the closing price of the Issuer's common stock on March 29, 2018, as reported on the Nasdaq Capital Market.