SEC Form 4 · accession 0001415889-18-000246
ReposiTrak, Inc. · TRAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Allen
Director
Period of report
Jan 24, 2018
Accepted (ET)
Feb 14, 2018 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2018 | A | 262 | $9.55 | A | 578,075 | D | |
| Series B-1 Preferred Stock | Jan 27, 2018 | J | 10,358 | $10.70 | D | 11,686 | D | |
| Common Stock | Jan 31, 2018 | X | 45,833 | $3.60 | A | 623,908 | D | |
| Common Stock | holding | — | — | — | 118,933 | I | Trust (By Spouse) | |
| Series B Preferred Stock | holding | — | — | — | 79,493 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $3.60 | Jan 31, 2018 | X | 45,833 | D | Mar 14, 2013 | Mar 14, 2018 | Common Stock | 45,833 | 0 | D |
| Warrant | $6.45 | holding | — | — | — | Aug 28, 2013 | Aug 28, 2018 | Common Stock | 25,581 | 25,581 | D |
| Warrants | $4.00 | holding | — | — | — | Feb 5, 2015 | Feb 5, 2020 | Common Stock | 130,753 | 130,753 | D |
Explanation of responses
- F1Shares issued in lieu of amounts payable to the Reporting Person for his service on the Issuer's Board of Directors for the quarter ended December 31, 2017.
- F2The reported shares of Series B-1 Preferred Stock were called for redemption by the Issuer at a price of $10.70 per share.