SEC Form 4 · accession 0001415889-17-001727
ReposiTrak, Inc. · TRAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald C Hodge
Director
Period of report
Oct 18, 2017
Accepted (ET)
Oct 26, 2017 · 9:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050471
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 18, 2017 | A | 412 | $12.15 | A | 430,110 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $3.60 | holding | — | — | — | Mar 15, 2013 | Mar 15, 2018 | Common Stock | 64,166 | 64,166 | D |
| Warrant | $6.45 | holding | — | — | — | Aug 28, 2013 | Aug 28, 2018 | Common Stock | 51,163 | 51,163 | D |
| Warrant | $10.00 | holding | — | — | — | Jan 26, 2015 | Jan 26, 2020 | Common Stock | 7,912 | 7,912 | D |
Explanation of responses
- F1Shares issued in lieu of amounts payable to the Reporting Person for his service on the Issuer's Board of Directors for the quarters ended June 30, 2017 and September 30, 2017.
- F2Of the shares beneficially owned by the Reporting Person as of the date of this Form 4, 8,772 shares were unvested. These shares are currently scheduled to vest on February 1, 2018.