SEC Form 4 · accession 0001245156-15-000044
ANDEAVOR · ANDV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven H Grapstein
Director
Period of report
Apr 29, 2015
Accepted (ET)
Apr 30, 2015 · 3:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 29, 2015 | M | 2,514 | — | A | 95,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Apr 29, 2015 | M | 2,514 | D | Apr 29, 2015 | Apr 29, 2015 | Common Stock | 2,514 | 35,699 | D |
Explanation of responses
- F1Vesting and settlement of restricted stock units previously granted by the Board of Directors pursuant to the 2011 Long-Term Incentive Plan.
- F2Balance includes direct ownership of 82,506 shares and indirect ownership of 13,000 shares.
- F3Balance includes 2,789 restricted stock units and 32,910 phantom stock.