SEC Form 4 · accession 0001245156-15-000012
ANDEAVOR · ANDV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arlen O Glenewinkel
Officer — VP and Controller
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2015 | M | 19,600 | $41.58 | A | 52,491 | D | |
| Common Stock | Jan 23, 2015 | S | 19,600 | $80.00 | D | 32,891 | D | |
| Common Stock | Jan 23, 2015 | M | 10,700 | $40.40 | A | 43,591 | D | |
| Common StockF1 | Jan 23, 2015 | S | 10,700 | $80.00 | A | 32,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2,F4,F3 | $41.58 | Jan 23, 2015 | M | 19,600 | D | — | Feb 1, 2017 | Common Stock | 19,600 | 10,700 | D |
| Employee Stock OptionF2,F3 | $40.40 | Jan 23, 2015 | M | 10,700 | D | — | Jan 30, 2018 | Common Stock | 10,700 | 0 | D |
Explanation of responses
- F1Balance includes 18,639 Direct Ownership including year-to-date dividends, 13,291 shares in Company's thrift plan , and indirect ownership of 961 shares.
- F2Right to Buy
- F3Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.
- F4Includes multiple option grants with varying exercise prices, vesting dates and exparation dates.