SEC Form 4/A · accession 0000050104-18-000068
ANDEAVOR · ANDV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Blane W. Peery
Officer — Vice President and Controller
Period of report
Mar 1, 2018
Accepted (ET)
Mar 19, 2018 · 9:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 1, 2018 | S | 2,159 | $89.64 | D | 3,842 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a sale effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F2On March 1, 2018, the Reporting Person's broker effected a sale pursuant to a previously adopted 10b5-1 plan, which was subsequently reported on Form 4 on March 5, 2018. Pursuant to the terms of that plan, 2,159 shares should have been sold on that date, however, due to broker error in effecting that transaction, only 1,012 shares were sold. Upon learning of this error, and without involvement or instruction from the Reporting Person, the broker engaged in its customary internal procedures to correct the error, by effectively cancelling the original transaction and effecting the transaction reported herein, as of the date dictated by the 10b5-1 plan.
- F3Includes 190.45 shares held through the Andeavor 401(k) Plan (based upon a plan statement dated as of December 31, 2017).