SEC Form 4 · accession 0001307581-15-000009
ILLINOIS TOOL WORKS INC · ITW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest Scott Santi
Officer — Chairman & CEO · Director
Period of report
Feb 11, 2015
Accepted (ET)
Nov 12, 2015 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049826
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2015 | P | 11 | $96.86 | A | 54,990 | D | |
| Common StockF2 | holding | — | — | — | 3,550 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Though the reporting person restricted activity in ITW stock, he recently discovered that the account manager of his discretionary account inadvertently purchased 11 shares of ITW Common Stock on 2/11/15. These 11 shares are matchable with the reporting person's sale of shares on March 9, 2015 at $98.49 per share. The reporting person has paid to ITW $17.93, representing the full amount of profit realized in connection with the short-swing transaction.
- F2Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan---Information reported as of November 12, 2015.