SEC Form 4 · accession 0000049826-15-000007
ILLINOIS TOOL WORKS INC · ITW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Warren
Director
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 12:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049826
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2015 | S | 3,000 | $93.25 | D | 7,548 | D | |
| Common StockF1 | holding | — | — | — | 1,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock | 1,116 | 1,116 | D |
Explanation of responses
- F1Shares of common stock held in spouse's IRA.
- F2Represents units of phantom stock under the Phantom Stock Plan for non-employee directors as of January 28, 2015. Each unit is equal in value to one share of common stock. The units are not transferable and have no voting rights. Additional units are credited in amounts equivalent to cash dividends paid on the common stock.