SEC Form 4 · accession 0000004977-15-000139
AFLAC INC · AFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kriss Cloninger III
Officer — President and Treasurer · Director
Period of report
Jul 30, 2015
Accepted (ET)
Aug 3, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 30, 2015 | M | 95,000 | $47.84 | A | 334,996 | D | |
| Common Stock | Jul 30, 2015 | S | 114,086 | $64.0686 | D | 220,910 | D | |
| Common StockF1 | Jul 30, 2015 | M | 23,300 | $47.06 | A | 244,210 | D | |
| Common Stock | Jul 30, 2015 | S | 30,000 | $64.0713 | D | 214,210 | D | |
| Common StockF1 | Jul 31, 2015 | M | 71,700 | $47.06 | A | 285,910 | D | |
| Common Stock | Jul 31, 2015 | S | 71,700 | $64.0963 | D | 214,210 | D | |
| Common Stock | Jul 31, 2015 | G | 5,000 | $0.00 | D | 209,210 | D | |
| Common Stock | Jul 31, 2015 | S | 1,500 | $64.12 | D | 10,200 | I | Partnership |
| Common Stock | Jul 31, 2015 | S | 1,500 | $64.1402 | D | 8,700 | I | Partnership |
| Common Stock | Jul 31, 2015 | S | 3,651 | $64.13 | D | 40,300 | I | Trust |
| Common Stock | holding | — | — | — | 62 | I | 401(K) Plan | |
| Common Stock | holding | — | — | — | 32,200 | I | Spouse | |
| Common Stock | holding | — | — | — | 56 | I | Spouse CF/Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $47.06 | Jul 30, 2015 | M | 23,300 | D | Feb 9, 2011 | Feb 9, 2020 | Common Stock | 23,300 | 71,700 | D |
| Employee Stock Option (right to buy)F1 | $47.06 | Jul 31, 2015 | M | 71,700 | D | Feb 9, 2011 | Feb 9, 2020 | Common Stock | 71,700 | 0 | D |
| Employee Stock Option (right to buy) | $47.84 | Jul 30, 2015 | M | 95,000 | D | Feb 13, 2008 | Feb 13, 2017 | Common Stock | 95,000 | 0 | D |
Explanation of responses
- F1Granted under the 2004 Aflac Incorporated Long-Term Incentive Plan.