SEC Form 4 · accession 0001209191-17-004559
Dine Brands Global, Inc. · DIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Jakubek
Officer — SVP, HUMAN RESOURCES
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 17, 2017 | M | 6,990 | $52.37 | A | 13,956 | D | |
| COMMON STOCKF1 | Jan 17, 2017 | S | 6,990 | $74.394 | D | 6,966 | D | |
| COMMON STOCK | Jan 17, 2017 | M | 16,838 | $28.21 | A | 23,804 | D | |
| COMMON STOCKF1 | Jan 17, 2017 | S | 16,838 | $74.394 | D | 6,966 | D | |
| COMMON STOCK | Jan 17, 2017 | M | 10,488 | $57.21 | A | 17,454 | D | |
| COMMON STOCKF1 | Jan 17, 2017 | S | 10,488 | $74.394 | D | 6,966 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F3,F2 | $52.37 | Jan 17, 2017 | M | 6,990 | D | — | Feb 28, 2022 | COMMON STOCK | 6,990 | 0 | D |
| STOCK OPTION (RIGHT TO BUY)F3,F4 | $28.21 | Jan 17, 2017 | M | 16,838 | D | — | Feb 22, 2020 | COMMON STOCK | 16,838 | 0 | D |
| STOCK OPTION (RIGHT TO BUY)F3,F5 | $57.21 | Jan 17, 2017 | M | 10,488 | D | — | Feb 28, 2021 | COMMON STOCK | 10,488 | 0 | D |
Explanation of responses
- F1The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $74.04 to $74.86, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.
- F2The stock option was granted to the reporting person under the Issuer's 2011 Stock Incentive Plan. The option vested as to one-third of the share on each of February 28, 2013, 2014 and 2015.
- F3Granted as compensation for services.
- F4The stock option was granted to the reporting person under the Issuer's 2001 Stock Incentive Plan. The option vested as to one-third of the shares on each of February 22, 2011, 2012 and 2013.
- F5The stock option was granted to the reporting person under the Issuer's 2001 Stock Incentive Plan. The option vested as to one-third of the shares on each of February 28, 2012, 2013 and 2014.