SEC Form 4 · accession 0001209191-16-103940
Dine Brands Global, Inc. · DIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greggory Kalvin
Officer — SVP, CORPORATE CONTROLLER
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Feb 26, 2016 | A | 817 | $0.00 | A | 3,609 | D | |
| COMMON STOCKF3 | Feb 26, 2016 | F | 513 | $90.90 | D | 3,096 | D | |
| COMMON STOCKF4 | Feb 29, 2016 | S | 743 | $90.983 | D | 2,353 | D | |
| COMMON STOCK | Feb 29, 2016 | M | 866 | $72.28 | A | 3,219 | D | |
| COMMON STOCKF5 | Feb 29, 2016 | S | 866 | $90.964 | D | 2,353 | D | |
| COMMON STOCK | Feb 29, 2016 | M | 839 | $81.57 | A | 3,192 | D | |
| COMMON STOCKF6 | Feb 29, 2016 | S | 839 | $90.969 | D | 2,353 | D | |
| COMMON STOCKF7 | holding | — | — | — | 4,301 | I | BY TRUST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F2,F8 | $90.90 | Feb 26, 2016 | A | 5,646 | A | — | Feb 26, 2026 | COMMON STOCK | 5,646 | 5,646 | D |
| STOCK OPTION (RIGHT TO BUY)F2,F9 | $72.28 | Feb 29, 2016 | M | 866 | D | — | Feb 26, 2023 | COMMON STOCK | 866 | 0 | D |
| STOCK OPTION (RIGHT TO BUY)F2,F10 | $81.57 | Feb 29, 2016 | M | 839 | D | — | Feb 25, 2024 | COMMON STOCK | 839 | 839 | D |
Explanation of responses
- F1Represents shares of restricted stock that will vest on February 26, 2019.
- F10This option was granted to the reporting person under the DineEquity, Inc. 2011 Stock Incentive Plan on February 25, 2014. This option to purchase 2,517 shares of common stock vests as to one-third of the shares on each of February 25, 2015, 2016 and 2017.
- F2Granted as compensation for services.
- F3These shares were withheld to satisfy the withholding obligations of the reporting person with respect to the vesting on February 26, 2016 of 1,256 shares of restricted stock held by the reporting person.
- F4The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $90.97 to $90.99, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F5The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $90.95 to $91.01, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F6The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $90.96 to $90.99, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F7The reporting person is the joint trustee and beneficiary of the Kalvin Family Trust.
- F8This option to purchase 5,646 shares of common stock will vest as to one-third of the shares on each of February 26, 2017, 2018 and 2019.
- F9This option was granted to the reporting person under the DineEquity, Inc. 2011 Stock Incentive Plan on February 26, 2013. This option to purchase 2,598 shares of common stock vests as to one-third of the shares on each of February 26, 2014, 2015 and 2016.