SEC Form 4 · accession 0001181431-15-003858
Dine Brands Global, Inc. · DIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greggory Kalvin
Officer — SVP, CORPORATE CONTROLLER
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 27, 2015 | F | 517 | $108.53 | D | 3,588 | D | |
| COMMON STOCK | Mar 2, 2015 | M | 1,349 | $52.37 | A | 4,937 | D | |
| COMMON STOCKF1 | Mar 2, 2015 | S | 1,349 | $108.414 | D | 3,588 | D | |
| COMMON STOCK | Mar 2, 2015 | M | 866 | $72.28 | A | 4,454 | D | |
| COMMON STOCKF2 | Mar 2, 2015 | S | 366 | $108.011 | D | 4,088 | D | |
| COMMON STOCKF3 | Mar 2, 2015 | S | 500 | $108.504 | D | 3,588 | D | |
| COMMON STOCK | Mar 2, 2015 | M | 839 | $81.57 | A | 4,427 | D | |
| COMMON STOCKF4 | Mar 2, 2015 | S | 800 | $107.16 | D | 3,627 | D | |
| COMMON STOCK | Mar 2, 2015 | S | 39 | $108.79 | D | 3,588 | D | |
| COMMON STOCK | Mar 2, 2015 | S | 100 | $108.77 | D | 3,488 | D | |
| COMMON STOCKF9 | Mar 2, 2015 | S | 696 | $108.288 | D | 2,792 | D | |
| COMMON STOCK | holding | — | — | — | 4,301 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F5 | $52.37 | Mar 2, 2015 | M | 1,349 | D | — | Feb 28, 2022 | COMMON STOCK | 1,349 | 0 | D |
| STOCK OPTION (RIGHT TO BUY)F6 | $72.28 | Mar 2, 2015 | M | 866 | D | — | Feb 26, 2023 | COMMON STOCK | 866 | 866 | D |
| STOCK OPTION (RIGHT TO BUY)F7 | $81.57 | Mar 2, 2015 | M | 839 | D | — | Feb 25, 2024 | COMMON STOCK | 839 | 1,678 | D |
Explanation of responses
- F1The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $108.04 to $108.80, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F2The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $107.37 to $108.26, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F3The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $108.39 to $108.78, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F4The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $106.94 to $107.68, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F5This option was granted to the reporting person under the DineEquity, Inc. 2011 Stock Incentive Plan on February 28, 2012. This option to purchase 4,047 shares of common stock vests as to one-third of the shares on each of February 28, 2013, 2014 and 2015.
- F6This option was granted to the reporting person under the DineEquity, Inc. 2011 Stock Incentive Plan on February 26, 2013. This option to purchase 2,598 shares of common stock vests as to one-third of the shares on each of February 26, 2014, 2015 and 2016.
- F7This option was granted to the reporting person under the IHOP Corp. 2001 Stock Incentive Plan on February 25, 2014. This option to purchase 2,517 shares of common stock vested as to one-third of the shares on each of February 25, 2015, 2016 and 2017.
- F8These shares were withheld by the Issuer to satisfy the tax withholding obligations of the reporting person with respect to the vesting on February 28, 2015 of 1,313 shares of restricted stock held by the reporting person.
- F9The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $107.68 to $108.60, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.