SEC Form 4 · accession 0001181431-15-000696
Dine Brands Global, Inc. · DIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia A Stewart
Officer — CHAIRMAN AND CEO · Director
Period of report
Jan 6, 2015
Accepted (ET)
Jan 8, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 6, 2015 | M | 50,736 | $40.00 | A | 94,637 | D | |
| COMMON STOCKF1 | Jan 6, 2015 | S | 43,410 | $100.779 | D | 51,227 | D | |
| COMMON STOCKF2 | Jan 6, 2015 | S | 7,326 | $101.259 | D | 43,901 | D | |
| COMMON STOCK | Jan 7, 2015 | M | 42,055 | $40.00 | A | 85,956 | D | |
| COMMON STOCKF3 | Jan 7, 2015 | S | 902 | $101.641 | D | 85,054 | D | |
| COMMON STOCKF4 | Jan 7, 2015 | S | 2,598 | $102.943 | D | 82,456 | D | |
| COMMON STOCKF5 | Jan 7, 2015 | S | 10,200 | $104.136 | D | 72,256 | D | |
| COMMON STOCKF6 | Jan 7, 2015 | S | 11,825 | $105.231 | D | 60,431 | D | |
| COMMON STOCKF7 | Jan 7, 2015 | S | 16,530 | $105.783 | D | 43,901 | D | |
| COMMON STOCKF8 | holding | — | — | — | 64,702 | I | By trust | |
| COMMON STOCKF9 | holding | — | — | — | 603 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F10 | $40.00 | Jan 6, 2015 | M | 50,736 | D | Feb 26, 2011 | Feb 26, 2018 | COMMON STOCK | 50,736 | 42,055 | D |
| STOCK OPTION (RIGHT TO BUY)F10 | $40.00 | Jan 7, 2015 | M | 42,055 | D | Feb 26, 2011 | Feb 26, 2018 | COMMON STOCK | 42,055 | 0 | D |
Explanation of responses
- F1The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $100.16 to $101.15, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014 and effective as of January 1, 2015.
- F10This option to purchase 168,000 shares vested as to one-third of the shares on each of February 26, 2009, 2010 and 2011.
- F2The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $101.16 to $101.41, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014 and effective as of January 1, 2015.
- F3The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $101.30 to $102.19, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014 and effective as of January 1, 2015.
- F4The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $102.47 to $103.46, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014 and effective as of January 1, 2015.
- F5The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $103.51 to $104.48, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014 and effective as of January 1, 2015.
- F6The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $104.54 to $105.53, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014 and effective as of January 1, 2015.
- F7The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $105.54 to $106.26, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014 and effective as of January 1, 2015.
- F8The reporting person is the sole trustee and beneficiary of the Julia Stewart Trust.
- F9These shares are held in the DineEquity, Inc. 401(k) plan.