SEC Form 4 · accession 0000891839-18-000091
IEC ELECTRONICS CORP · IEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Barbato
Officer — Chief Financial Officer
Period of report
Sep 10, 2018
Accepted (ET)
Sep 18, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049728
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.43 | Sep 10, 2018 | A | 100,000 | A | — | Sep 10, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1This option was granted under the Company's 2010 Omnibus Incentive Compensation Plan in a transaction exempt under Rule 16b-3. This option vests 25% on each of the first four anniversaries of the 9/10/2018 date of grant.