SEC Form 4 · accession 0000891839-16-000229
IEC ELECTRONICS CORP · IEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Thomas Williams
Officer — VP, Finance and CFO
Period of report
Jun 14, 2016
Accepted (ET)
Jun 15, 2016 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2016 | A | 3,580 | $0.00 | A | 33,934 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | holding | — | — | — | Apr 18, 2019 | Apr 18, 2019 | Common Stock | 4,970 | 4,970 | D |
Explanation of responses
- F1This restricted stock award was granted under the Issuer's 2010 Omnibus Incentive Compensation Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award agreement, vests equally on the first four anniversaries of the grant date.
- F2These restricted stock units, which each represent a contingent right to receive one share of common stock, were previously reported by Mr. Williams.