SEC Form 4 · accession 0001127602-19-002944
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth Rutledge
Officer — Chief Marketing Officer
Period of report
Jan 26, 2019
Accepted (ET)
Jan 29, 2019 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2019 | A | 421 | $100.77 | A | 43,708 | D | |
| Common Stock | Jan 26, 2019 | F | 166 | $100.77 | D | 43,542 | D | |
| Common Stock | Jan 26, 2019 | A | 5,718 | $100.77 | A | 49,260 | D | |
| Common StockF4 | Jan 26, 2019 | F | 1,961 | $100.77 | D | 47,299 | D | |
| Common StockF5 | holding | — | — | — | 2,010 | I | by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested in four equal installments.
- F2The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- F3Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.
- F4Includes shares acquired pursuant to dividend reinvestment.
- F5Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.