SEC Form 4 · accession 0001127602-19-002939
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denise Pickett
Officer — President, GRBC and CRO
Period of report
Jan 26, 2019
Accepted (ET)
Jan 29, 2019 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2019 | A | 11,799 | $100.77 | A | 15,121 | D | |
| Common StockF3 | Jan 26, 2019 | F | 4,829 | $100.77 | D | 10,292 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.
- F2The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- F3Includes shares acquired pursuant to dividend reinvestment.