SEC Form 4 · accession 0001127602-18-031631
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Squeri
Officer — Chairman and CEO · Director
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2018 | A | 68,250 | $101.19 | A | 257,021 | D | |
| Common Stock | Oct 30, 2018 | F | 37,504 | $101.19 | D | 219,517 | D | |
| Common StockF3 | holding | — | — | — | 119 | I | 401(k) Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired pursuant to a vesting of Restricted Stock Units that were granted to the reporting person in October 2015 and vested 100% on the third anniversary of the grant.
- F2The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- F3Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.