SEC Form 3 · accession 0001127602-18-021021
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gabrielle Vitale
Officer — Interim CRO and Pres, GRBC Grp
Period of report
Jun 5, 2018
Accepted (ET)
Jun 15, 2018 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,534 | D | ||
| Common StockF1 | holding | — | — | — | 1,242 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $65.43 | holding | — | — | — | Apr 29, 2018 | Apr 29, 2026 | Common Stock | 12,000 | — | D |
Explanation of responses
- F1Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
- F2These options became exercisable on April 29, 2018 based on the Company's positive cumulative net income over the two year performance period.
Remarks
Exhibit 24 - Power of Attorney