SEC Form 4 · accession 0001127602-18-019507
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas E. Buckminster
Officer — Pres, Glb Consumer Svcs Grp
Period of report
Feb 21, 2018
Accepted (ET)
Jun 1, 2018 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2018 | G | 540 | — | D | 19,514 | D | |
| Common StockF3,F4 | May 30, 2018 | S | 3,804 | $99.03 | D | 15,736 | D | |
| Common Stock | holding | — | — | — | 51,132 | I | By GRAT | |
| Common StockF5 | holding | — | — | — | 13,305 | I | 401(k) Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported disposition represents a bona fide charitable gift made by the reporting person.
- F2The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.030 to $99.031. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F4Includes shares acquired pursuant to dividend reinvestment.
- F5Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.