SEC Form 4 · accession 0001127602-18-015938
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anre D Williams
Officer — Pres, Glb Mrch Srv & Loylt Grp
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2018 | A | 12,911 | $99.61 | A | 47,149 | D | |
| Common Stock | Apr 30, 2018 | F | 6,359 | $99.61 | D | 40,790 | D | |
| Common StockF3 | holding | — | — | — | 10 | I | by 401(k) Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2015 and have vested based on the Company's 2015-17 return on average performance.
- F2The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- F3Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.