SEC Form 4 · accession 0001127602-18-015818
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Petrino
Officer — EVP - Corporate Controller
Period of report
Apr 29, 2018
Accepted (ET)
May 1, 2018 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $65.43 | Apr 29, 2018 | A | 24,000 | A | Apr 29, 2018 | Apr 29, 2026 | Common Stock | 24,000 | 24,000 | D |
Explanation of responses
- F1The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2018 based on the Company's positive cumulative net income over the two year performance period.