SEC Form 4 · accession 0001127602-17-031805
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Sobbott
Officer — Pres., Glbl Commercial Pymnts
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 8:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 9, 2017 | S | 5,500 | $94.34 | D | 31,052 | D | |
| Common StockF3 | holding | — | — | — | 959 | I | by 401(k) Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported disposition represents the sale of shares from restricted stock vestings and/or stock option exercises in prior years.
- F2Includes shares acquired pursuant to dividend reinvestment.
- F3Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.