SEC Form 4 · accession 0001127602-17-008946
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashwini Gupta
Officer — Pres, Crdt Risk/Glbl Info Mgt
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 15,000 | $58.54 | A | 174,996 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $58.54 | Feb 27, 2017 | M | 15,000 | D | Jul 31, 2008 | Jul 31, 2017 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1These options vested and became exercisable 25% each year starting 7/31/2008.