SEC Form 4 · accession 0001127602-16-059246
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laureen Seeger
Officer — EVP, General Counsel
Period of report
Jul 31, 2016
Accepted (ET)
Aug 2, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2016 | A | 28,409 | $64.46 | A | 28,409 | D | |
| Common Stock | Jul 31, 2016 | F | 15,858 | $64.46 | D | 12,551 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in July 2014 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
- F2The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.