SEC Form 4 · accession 0001127602-16-059243
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey C Campbell
Officer — EVP, Chief Financial Officer
Period of report
Jul 31, 2016
Accepted (ET)
Aug 2, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2016 | A | 51,427 | $64.46 | A | 90,547 | D | |
| Common StockF3 | Jul 31, 2016 | F | 28,707 | $64.46 | D | 61,840 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in July 2013 and have vested based on the Company's 2013-15 return on average equity performance.
- F2The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- F3Includes shares acquired pursuant to dividend reinvestment.