SEC Form 4 · accession 0001127602-16-040651
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ursula M Burns
Director
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2016 | J | 3,667 | — | D | 16,333 | D | |
| Common StockF1,F2 | Feb 9, 2016 | J | 3,667 | — | A | 3,667 | I | Through the Ursula Burns Irrevocable Trust FBO Melissa Bean |
| Common StockF3 | Feb 9, 2016 | J | 1,852 | — | D | 14,481 | D | |
| Common StockF3,F4 | Feb 9, 2016 | J | 1,852 | — | A | 1,852 | I | Through the Ursula Burns Irrevocable Trust FBO Malcolm Bean |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition from settlor to the Ursula Burns Irrevocable Trust FBO Melissa Bean in substitution for cash held by the trust. The reporting person is the trustee and a member of her immediate family is a beneficiary of the trust.
- F2The reporting person is a trustee of the Ursula Burns Irrevocable Trust FBO Melissa Bean.
- F3Disposition from settlor to the Ursula Burns Irrevocable Trust FBO Malcolm Bean in substitution for cash held by the trust. The reporting person is the trustee and a member of her immediate family is a beneficiary of the trust.
- F4The reporting person is a trustee of the Ursula Burns Irrevocable Trust FBO Malcolm Bean.