SEC Form 4 · accession 0001127602-15-030109
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D Gordon
Officer — EVP, Chief Information Officer
Period of report
Oct 31, 2015
Accepted (ET)
Nov 3, 2015 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2015 | A | 13,742 | $73.26 | A | 13,742 | D | |
| Common Stock | Oct 31, 2015 | F | 7,671 | $73.26 | D | 6,071 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in October 2012 and have vested based on the Company's 2012-14 average return on equity performance.
- F2The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.