SEC Form 4 · accession 0001127602-15-002993
AMERICAN EXPRESS CO · AXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda Zukauckas
Officer — EVP & Corporate Comptroller
Period of report
Jan 24, 2015
Accepted (ET)
Jan 27, 2015 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2015 | F | 215 | $84.13 | D | 1,124 | D | |
| Common Stock | Jan 26, 2015 | A | 9,396 | $83.30 | A | 10,520 | D | |
| Common Stock | Jan 26, 2015 | F | 3,490 | $83.30 | D | 7,030 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- F2Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.