SEC Form 4 · accession 0001225208-19-001435
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Thompson
Officer — Senior EVP of Principal Sub.
Period of report
Jan 28, 2019
Accepted (ET)
Jan 29, 2019 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2019 | M | 69,118 | $6.77 | A | 667,175 | D | |
| Common Stock | Jan 28, 2019 | F | 7,407 | $13.50 | D | 659,768 | D | |
| Common Stock | Jan 28, 2019 | S | 18,510 | $13.49 | D | 641,258 | D | |
| Common Stock | Jan 28, 2019 | F | 35,837 | $13.48 | D | 605,421 | D | |
| Common Stock | holding | — | — | — | 17,690 | I | By Executive Deferred Compensation Plan | |
| Common Stock | holding | — | — | — | 65,364 | I | By Issuer's Investment and Tax Savings Plan (401(k) Plan) | |
| Common Stock | holding | — | — | — | 18,691 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $6.77 | Jan 28, 2019 | M | 69,118 | D | May 1, 2013 | May 1, 2019 | Common Stock | 69,118 | 0 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | holding | — | — | — | May 1, 2014 | May 1, 2020 | Common Stock | 88,032 | 88,032 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 44,737 | 44,737 | D |
| Employee/Director Stock Option (Right to Buy) | $10.06 | holding | — | — | — | May 1, 2017 | May 1, 2026 | Common Stock | 43,202 | 43,202 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 36,478 | 36,478 | D |
| Employee/Director Stock Option (Right to Buy) | $13.09 | holding | — | — | — | May 1, 2018 | May 1, 2027 | Common Stock | 29,359 | 29,359 | D |
| Employee/Director Stock Option (Right to Buy) | $14.81 | holding | — | — | — | May 1, 2019 | May 1, 2028 | Common Stock | 50,872 | 50,872 | D |