SEC Form 4 · accession 0001225208-18-011940
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D Steinour
Officer — President, CEO & Chairman · Director
Period of report
Jul 23, 2018
Accepted (ET)
Jul 25, 2018 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 23, 2018 | M | 470,083 | $6.02 | A | 4,763,463 | D | |
| Common StockF1 | Jul 23, 2018 | F | 315,130 | $15.17 | D | 4,448,333 | D | |
| Common Stock | Jul 24, 2018 | M | 470,083 | $6.02 | A | 4,918,416 | D | |
| Common StockF1 | Jul 24, 2018 | F | 313,608 | $15.40 | D | 4,604,808 | D | |
| Dep Shares-int in 6.25% Ser D Non-Cum Perp Pref Stk | holding | — | — | — | 20,000 | D | ||
| Common Stock | holding | — | — | — | 41,557 | I | By Executive Deferred Compensation Plan | |
| Common Stock | holding | — | — | — | 26,355 | I | By Issuer's Investment and Tax Savings Plan (401(k) Plan) | |
| Common Stock | holding | — | — | — | 45,636 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan | |
| Common Stock | holding | — | — | — | 451,385 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $6.02 | Jul 23, 2018 | M | 470,083 | D | Jul 25, 2014 | Jul 25, 2018 | Common Stock | 470,083 | 940,167 | D |
| Employee/Director Stock Option (Right to Buy) | $6.02 | Jul 24, 2018 | M | 470,083 | D | Jul 25, 2014 | Jul 25, 2018 | Common Stock | 470,083 | 470,084 | D |
| Employee/Director Stock Option (Right to Buy) | $6.77 | holding | — | — | — | May 1, 2013 | May 1, 2019 | Common Stock | 469,055 | 469,055 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | holding | — | — | — | May 1, 2014 | May 1, 2020 | Common Stock | 558,552 | 558,552 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 311,097 | 311,097 | D |
| Employee/Director Stock Option (Right to Buy) | $10.06 | holding | — | — | — | May 1, 2017 | May 1, 2026 | Common Stock | 335,253 | 335,253 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 277,237 | 277,237 | D |
| Employee/Director Stock Option (Right to Buy) | $13.09 | holding | — | — | — | May 1, 2018 | May 1, 2027 | Common Stock | 266,903 | 266,903 | D |
| Employee/Director Stock Option (Right to Buy) | $14.81 | holding | — | — | — | May 1, 2019 | May 1, 2028 | Common Stock | 484,496 | 484,496 | D |
Explanation of responses
- F1These shares were delivered to the Issuer incident to the exercise of an employee stock option which expires on July 25, 2018.