SEC Form 4 · accession 0001225208-18-008674
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra E. Pierce
Officer — Senior Exec Vice President
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | A | 20,256 | $0.00 | A | 479,536 | D | |
| Common Stock | holding | — | — | — | 476 | I | FirstMerit 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy)F3,F2 | $14.81 | May 1, 2018 | A | 116,279 | A | May 1, 2019 | May 1, 2028 | Common Stock | 116,279 | 116,279 | D |
| Employee/Director Stock Option (Right to Buy) | $13.09 | holding | — | — | — | May 1, 2018 | May 1, 2027 | Common Stock | 58,718 | 58,718 | D |
Explanation of responses
- F1An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.
- F2The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.
- F3These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.