SEC Form 4 · accession 0001225208-18-000806
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Endres
Director
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 271,437 | D | ||
| Common Stock | holding | — | — | — | 96,663 | I | By Issuer's Deferred Compensation Plan for Huntington Bancshares Incorporated Directors | |
| Common Stock | holding | — | — | — | 6,114 | I | Director Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 8.50 % Series A Convertible Pref'd StockF1,F2 | — | Jan 3, 2018 | S | 500 | D | — | — | Common Stock | 41,834 | 0 | D |
| Employee/Director Stock Option (Right to Buy) | $20.4075 | holding | — | — | — | Jul 15, 2004 | Jul 15, 2013 | Common Stock | 7,500 | 7,500 | D |
| Employee/Director Stock Option (Right to Buy) | $23.03 | holding | — | — | — | Jul 8, 2005 | Jul 7, 2011 | Common Stock | 7,500 | 7,500 | D |
| Employee/Director Stock Option (Right to Buy) | $24.65 | holding | — | — | — | Jul 19, 2006 | Jul 18, 2012 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Each share of 8.50% Series A Convertible Preferred Stock may converted at any tme, at the option of the holder, into 83.6680 shares of common stock.
- F2The 8.50% Series A Convertible Preferred Stock has no expiration date.