SEC Form 4 · accession 0001225208-18-000692
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas G Stanutz
Officer — Sr EVP of Principal Sub
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2018 | M | 28,328 | $7.06 | A | 470,825 | D | |
| Common Stock | Jan 2, 2018 | M | 16,611 | $6.02 | A | 487,436 | D | |
| Common Stock | Jan 2, 2018 | M | 14,771 | $6.77 | A | 502,207 | D | |
| Common Stock | Jan 2, 2018 | F | 27,452 | $14.57 | D | 474,755 | D | |
| Common Stock | holding | — | — | — | 27,544 | I | By Issuer's Investment and Tax Savings Plan (401(k) Plan) | |
| Common Stock | holding | — | — | — | 49,906 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $6.77 | Jan 2, 2018 | M | 14,771 | D | May 1, 2013 | May 1, 2019 | Common Stock | 14,771 | 75,082 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | Jan 2, 2018 | M | 28,328 | D | May 1, 2014 | May 1, 2020 | Common Stock | 28,328 | 111,056 | D |
| Employee/Director Stock Option (Right to Buy) | $6.02 | Jan 2, 2018 | M | 16,611 | D | Jul 25, 2014 | Jul 25, 2018 | Common Stock | 16,611 | 0 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 68,001 | 68,001 | D |
| Employee/Director Stock Option (Right to Buy) | $10.06 | holding | — | — | — | May 1, 2017 | May 1, 2026 | Common Stock | 69,124 | 69,124 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 56,906 | 56,906 | D |
| Employee/Director Stock Option (Right to Buy) | $13.09 | holding | — | — | — | May 1, 2018 | May 1, 2027 | Common Stock | 53,380 | 53,380 | D |