SEC Form 4 · accession 0001225208-17-013221
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Neumeyer
Officer — Sr. EVP of Principal Subsidiar
Period of report
Aug 2, 2017
Accepted (ET)
Aug 3, 2017 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2017 | M | 42,948 | $9.08 | A | 471,092 | D | |
| Common Stock | Aug 2, 2017 | M | 27,510 | $7.06 | A | 498,602 | D | |
| Common Stock | Aug 2, 2017 | M | 15,552 | $10.06 | A | 514,154 | D | |
| Common Stock | Aug 2, 2017 | F | 7,524 | $13.29 | D | 506,630 | D | |
| Common Stock | Aug 2, 2017 | F | 10,193 | $13.285 | D | 496,437 | D | |
| Common Stock | Aug 2, 2017 | F | 13,652 | $13.27 | D | 482,785 | D | |
| Common Stock | Aug 2, 2017 | F | 36,107 | $13.275 | D | 446,678 | D | |
| Common Stock | holding | — | — | — | 12,808 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan | |
| Common Stock | holding | — | — | — | 200 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy)F1 | $7.06 | Aug 2, 2017 | M | 27,510 | D | May 1, 2014 | May 1, 2020 | Common Stock | 27,510 | 0 | D |
| Employee/Director Stock Option (Right to Buy)F1 | $9.08 | Aug 2, 2017 | M | 42,948 | D | May 1, 2015 | May 1, 2021 | Common Stock | 42,948 | 14,316 | D |
| Employee/Director Stock Option (Right to Buy)F1 | $10.06 | Aug 2, 2017 | M | 15,552 | D | May 1, 2017 | May 1, 2026 | Common Stock | 15,552 | 46,659 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 52,529 | 52,529 | D |
| Employee/Director Stock Option (Right to Buy) | $13.09 | holding | — | — | — | May 1, 2018 | May 1, 2027 | Common Stock | 48,042 | 48,042 | D |
Explanation of responses
- F1These options were awarded under the Issuer's employee and director stock plans.