SEC Form 4 · accession 0001225208-16-041609
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Neumeyer
Officer — Sr. EVP of Principal Subsidiar
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | S | 200 | $11.60 | D | 358,741 | D | |
| Common Stock | Nov 11, 2016 | M | 82,530 | $7.06 | A | 441,271 | D | |
| Common Stock | Nov 11, 2016 | S | 14,338 | $11.63 | D | 426,933 | D | |
| Common Stock | Nov 11, 2016 | F | 63,397 | $11.64 | D | 363,536 | D | |
| Common Stock | holding | — | — | — | 12,808 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan | |
| Common Stock | holding | — | — | — | 200 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $7.06 | Nov 11, 2016 | M | 82,530 | D | May 1, 2014 | May 1, 2020 | Common Stock | 82,530 | 27,510 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 57,264 | 57,264 | D |
| Employee/Director Stock Option (Right to Buy) | $10.06 | holding | — | — | — | May 1, 2017 | May 1, 2026 | Common Stock | 62,211 | 62,211 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 52,529 | 52,529 | D |