SEC Form 4 · accession 0001225208-16-032312
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Thompson
Officer — Senior EVP of Principal Sub.
Period of report
May 1, 2016
Accepted (ET)
May 3, 2016 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2016 | A | 21,744 | $0.00 | A | 389,537 | D | |
| Common StockF2 | May 1, 2016 | F | 4,168 | $10.06 | D | 385,369 | D | |
| Common Stock | holding | — | — | — | 14,695 | I | By Executive Deferred Compensation Plan | |
| Common Stock | holding | — | — | — | 58,967 | I | By Issuer's Investment and Tax Savings Plan (401(k) Plan) | |
| Common Stock | holding | — | — | — | 18,691 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy)F3 | $10.06 | May 1, 2016 | A | 43,202 | A | May 1, 2017 | May 1, 2026 | Common Stock | 43,202 | 43,202 | D |
| Employee/Director Stock Option (Right to Buy) | $6.77 | holding | — | — | — | May 1, 2013 | May 1, 2019 | Common Stock | 69,118 | 69,118 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | holding | — | — | — | May 1, 2014 | May 1, 2020 | Common Stock | 88,032 | 88,032 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 44,737 | 44,737 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 36,478 | 36,478 | D |
| Employee/Director Stock Option (Right to Buy) | $6.02 | holding | — | — | — | Jul 25, 2014 | Jul 25, 2018 | Common Stock | 324,258 | 324,258 | D |
Explanation of responses
- F1An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.
- F2Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs .
- F3The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.