SEC Form 4 · accession 0001225208-15-020612
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Neumeyer
Officer — Sr. EVP of Principal Subsidiar
Period of report
Nov 9, 2015
Accepted (ET)
Nov 10, 2015 · 9:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2015 | M | 44,717 | $6.02 | A | 341,896 | D | |
| Common Stock | Nov 9, 2015 | M | 9,500 | $6.77 | A | 351,396 | D | |
| Common Stock | Nov 9, 2015 | F | 7,447 | $11.57 | D | 343,949 | D | |
| Common Stock | Nov 9, 2015 | F | 33,556 | $11.565 | D | 310,393 | D | |
| Common Stock | holding | — | — | — | 10,752 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan | |
| Common Stock | holding | — | — | — | 200 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $6.77 | Nov 9, 2015 | M | 9,500 | D | May 1, 2013 | May 1, 2019 | Common Stock | 9,500 | 44,847 | D |
| Employee/Director Stock Option (Right to Buy) | $6.02 | Nov 9, 2015 | M | 44,717 | D | Jul 25, 2014 | Jul 25, 2018 | Common Stock | 44,717 | 0 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | holding | — | — | — | May 1, 2014 | May 1, 2020 | Common Stock | 110,040 | 110,040 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 57,264 | 57,264 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 52,529 | 52,529 | D |