SEC Form 4 · accession 0001225208-15-020538
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D Steinour
Officer — President, CEO & Chairman · Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 9:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 250,000 | $4.95 | A | 3,093,941 | D | |
| Common Stock | Nov 6, 2015 | F | 175,378 | $11.605 | D | 2,918,563 | D | |
| Common Stock | holding | — | — | — | 16,781 | I | By Executive Deferred Compensation Plan | |
| Common Stock | holding | — | — | — | 25,561 | I | By Issuer's Investment and Tax Savings Plan (401(k) Plan) | |
| Common Stock | holding | — | — | — | 39,467 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan | |
| Common Stock | holding | — | — | — | 451,385 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $4.95 | Nov 6, 2015 | M | 250,000 | D | Jan 14, 2010 | Jan 14, 2016 | Common Stock | 250,000 | 250,000 | D |
| Employee/Director Stock Option (Right to Buy) | $6.77 | holding | — | — | — | May 1, 2013 | May 1, 2019 | Common Stock | 483,826 | 483,826 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | holding | — | — | — | May 1, 2014 | May 1, 2020 | Common Stock | 586,880 | 586,880 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 322,110 | 322,110 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 277,237 | 277,237 | D |
| Employee/Director Stock Option (Right to Buy) | $6.02 | holding | — | — | — | Jul 25, 2014 | Jul 25, 2018 | Common Stock | 2,120,153 | 2,120,153 | D |