SEC Form 4 · accession 0001225208-15-020423
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul G Heller
Officer — Sr. EVP & Chief Technology Off
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 1:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2015 | M | 55,000 | $6.33 | A | 309,765 | D | |
| Common Stock | Nov 3, 2015 | F | 42,756 | $11.06 | D | 267,009 | D | |
| Common Stock | Nov 4, 2015 | M | 30,644 | $6.33 | A | 297,653 | D | |
| Common Stock | Nov 4, 2015 | F | 23,740 | $11.16 | D | 273,913 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $6.33 | Nov 3, 2015 | M | 55,000 | D | Oct 29, 2015 | Oct 29, 2019 | Common Stock | 55,000 | 46,441 | D |
| Employee/Director Stock Option (Right to Buy) | $6.33 | Nov 4, 2015 | M | 30,644 | D | Oct 29, 2015 | Oct 29, 2019 | Common Stock | 30,644 | 15,797 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | holding | — | — | — | May 1, 2014 | May 1, 2020 | Common Stock | 132,048 | 132,048 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 78,738 | 78,738 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 64,202 | 64,202 | D |