SEC Form 4 · accession 0001225208-15-020422
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas G Stanutz
Officer — Sr EVP of Principal Sub
Period of report
Nov 4, 2015
Accepted (ET)
Nov 5, 2015 · 12:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2015 | M | 137,925 | $6.02 | A | 468,435 | D | |
| Common Stock | Nov 4, 2015 | F | 104,618 | $11.23 | D | 363,817 | D | |
| Common Stock | holding | — | — | — | 27,261 | I | By Issuer's Investment and Tax Savings Plan (401(k) Plan) | |
| Common Stock | holding | — | — | — | 46,156 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $6.02 | Nov 4, 2015 | M | 137,925 | D | Jul 25, 2014 | Jul 25, 2018 | Common Stock | 137,925 | 49,833 | D |
| Employee/Director Stock Option (Right to Buy) | $6.77 | holding | — | — | — | May 1, 2013 | May 1, 2019 | Common Stock | 89,853 | 89,853 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | holding | — | — | — | May 1, 2014 | May 1, 2020 | Common Stock | 139,384 | 139,384 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 68,001 | 68,001 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 56,906 | 56,906 | D |