SEC Form 4 · accession 0001225208-15-020124
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul G Heller
Officer — Sr. EVP & Chief Technology Off
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 11:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 29, 2015 | F | 38,402 | $11.30 | D | 230,051 | D | |
| Common Stock | Oct 30, 2015 | M | 55,000 | $6.33 | A | 285,051 | D | |
| Common Stock | Oct 30, 2015 | F | 42,530 | $11.215 | D | 242,521 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy) | $6.33 | Oct 30, 2015 | M | 55,000 | D | Oct 29, 2015 | Oct 29, 2019 | Common Stock | 55,000 | 156,441 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | holding | — | — | — | May 1, 2014 | May 1, 2020 | Common Stock | 132,048 | 132,048 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 78,738 | 78,738 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 64,202 | 64,202 | D |
Explanation of responses
- F1Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs .