SEC Form 4 · accession 0001225208-15-011232
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul G Heller
Officer — Sr. EVP & Chief Technology Off
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | A | 35,353 | $0.00 | A | 268,453 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy)F2 | $10.89 | May 1, 2015 | A | 64,202 | A | May 1, 2016 | May 1, 2025 | Common Stock | 64,202 | 64,202 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | holding | — | — | — | May 1, 2014 | May 1, 2020 | Common Stock | 132,048 | 132,048 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 78,738 | 78,738 | D |
| Employee/Director Stock Option (Right to Buy) | $6.33 | holding | — | — | — | Oct 29, 2015 | Oct 29, 2019 | Common Stock | 211,441 | 211,441 | D |
Explanation of responses
- F1An award of restricted stock units, to be settled in shares of common stock, that vests in two installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.
- F2The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.